quarta-feira, 26 de julho de 2017

COMPETENCE CONFLICTS - Objective Criteria and Balancing of Formal Principles

IVR 2017http://ivr2017lisbon.org/images/Congresso/special-workshops/SW-21.-Abstracts--27-Junho.pdf


Cláudia TOLEDO
Associate Professor at the Law Scholl of the Federal University of Juiz de Fora – Brazil

While the principle of separation of powers goes back to eighteenth-century France, the focus on the checks and balances system, that takes part in that principle, is increasingly present in the contemporary legal debate. Both omission and excess of public powers in exercising their competence are institutionally damaging.  
In compliance with the system of checks and balances, the judicial control of the acts and omissions of the other powers is done by judicial review. Although the core of the competence of each power is well-known, diversity of reality creates situations in which the identification of the competent power is not clear. Often the concrete case involves issues that have influence or effect on the scope of competence of more than one power. In such situations, the border of the competence of each power is indefinite and its determination is not possible in the abstract, but only in the concrete case.
One of the contributions – and, in this sense, one of the innovations – that Legal Theory can offer to this topic is the presentation of objective criteria for the solution of the frequent competence conflicts between public powers. The principle theory developed by Robert Alexy plays an important role in the analysis of the competence conflicts. According to this theory, principles (both material and formal) are optimization requirements and their collision in concrete cases must be solved by a balancing process.
The competences of powers can be expressed in formal principles:
1)    Legislative power – Principle of democracy (freedom of the legislator, legislative discretion);
2)    Executive power – Principle of democracy (administrative discretion);
3)    Judiciary power – Principle of non-obviation of jurisdiction (judicial review).
In order to identify the competent power in the concrete case, it is essential to determine the degree of the extent or amplitude of the scope of competences at stake. For this purpose, the three criteria below (which are not exhaustive) act as follows:
1)    Empirical epistemic reliability of the premises used for a decison – the greater the empirical epistemic unreliability, i.e., the uncertainty of the empirical knowledge expressed in the premises of a decision, the wider the scope of discretion of legislative and executive powers for decision-making and narrower the scope of judicial review, because it is necessary to increase that knowledge (or the empirical epistemic reliability) of the subject mentioned in the premises and the representative powers are the public sphere where the debate must originaly take place;
2)    Extent of legal regulation of the subject of the decision – the higher the regulation of the subject of the decision, the wider the scope of judicial review and the narrower the scope of discretion for decision-making of legislative and executive powers. Since there is a high degree of the regulation of a topic, the margin of appreciation allowed to the legislator and the administrator for decision-making on that topic is narrow;
3)    Interference with fundamental rights – the greater the degree of interference with fundamental rights, the wider the scope of judicial review to protect those rights and the narrower the scope of discretion for decision-making of legislative and executive powers, that are bound to constitutional rights.

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